作者hkykt222 (＝ｃ＝)
看板Foreign_Inv
標題Re: [請益] 關於MANDATORY REORGANIZATION FEE
時間Sat Jun 13 18:05:58 2020
(原文略)
原文及這篇
#1UZPGQDy 分享了被收取此費用情形
查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明?
以下節錄回覆 提供參考
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From: Message Center Client Services | Date: 05/28/20
Hello,
Reorganization fees are charged to cover the cost for TD Ameritrade to
re-register the stock involved and to facilitate the reorganization in a
client's account.
Reorganizations are very labor intensive and TD Ameritrade is charged fees
by the depository for their processing. TD Ameritrade passes on a portion
of these "per event" fees to the clients involved to help keep our overall
costs for all clients low; such as avoiding the need to charge monthly or
inactivity fees.
Reorganization fees are charged for:
- Reverse Splits
- Mandatory Cash Liquidations
- Voluntary Offers
(Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.)
- Name change
- Merger
- Corporate actions that change the CUSIP* of a stock
* CUSIP is an acronym for Committee on Uniform Security Identification
Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to
identify securities.
Client Services
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From: Message Center Client Services | Date: 06/01/20
Hello,
I believe that the Reorganization fee is charged for an event that affects
an exchange-traded debt instrument as well.
Sincerely,
Reorganization Department
--
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1F：→ wawi2: 這個是很常見的broker fee 網頁上也都有寫 06/13 22:03
2F：→ wawi2: 討回來的機率不高 然後主張股票合併主動權不在我身上多半 06/13 22:05
3F：→ wawi2: 沒用 因為這也不是券商要合併的 應該主張要收之前沒有先 06/13 22:05
4F：→ wawi2: 知會本人 有一點點機率可以討回來 他會跟你說fee schedule 06/13 22:06
5F：→ wawi2: 上面都有寫 你就回:I understand it's a common brokerage 06/13 22:06
6F：→ wawi2: fee, which is clearly provided in the fee schedule. 06/13 22:06
7F：→ wawi2: However, that the fee is listed does not mean that TD 06/13 22:07
8F：→ wawi2: Ameritrade don't have the obligation to nofify me 06/13 22:07
9F：→ wawi2: before the reverse split process started. If I had been 06/13 22:07
10F：→ wawi2: informed, I could have sell those securities/equities 06/13 22:08
11F：→ wawi2: sold 06/13 22:08
12F：→ wawi2: and thereby avoided the fee. 06/13 22:08
13F：→ wawi2: 不過客服也可以回fee schedule上面有寫 所以算有通知了 06/13 22:10
14F：→ wawi2: 所以fee拿不拿得回來 只能看人品 06/13 22:10
15F：→ wawi2: 勘誤: 8樓 don't -> does not; nofify->notify 06/13 22:13
16F：→ hkykt222: 感謝w大詳細說明,我其實是想做一些補充分享 06/13 23:11
17F：推 cityport: 找客服很難討..上門找理專幾分鐘就拿得回來 06/14 00:55