作者hkykt222 (＝ｃ＝)
看板Foreign_Inv
标题Re: [请益] 关於MANDATORY REORGANIZATION FEE
时间Sat Jun 13 18:05:58 2020
(原文略)
原文及这篇
#1UZPGQDy 分享了被收取此费用情形
查了一下觉得网站上说明有点笼统 所以寄信给客服 询问能否进一步说明?
以下节录回覆 提供参考
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From: Message Center Client Services | Date: 05/28/20
Hello,
Reorganization fees are charged to cover the cost for TD Ameritrade to
re-register the stock involved and to facilitate the reorganization in a
client's account.
Reorganizations are very labor intensive and TD Ameritrade is charged fees
by the depository for their processing. TD Ameritrade passes on a portion
of these "per event" fees to the clients involved to help keep our overall
costs for all clients low; such as avoiding the need to charge monthly or
inactivity fees.
Reorganization fees are charged for:
- Reverse Splits
- Mandatory Cash Liquidations
- Voluntary Offers
(Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.)
- Name change
- Merger
- Corporate actions that change the CUSIP* of a stock
* CUSIP is an acronym for Committee on Uniform Security Identification
Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to
identify securities.
Client Services
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From: Message Center Client Services | Date: 06/01/20
Hello,
I believe that the Reorganization fee is charged for an event that affects
an exchange-traded debt instrument as well.
Sincerely,
Reorganization Department
--
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※ 文章网址: https://webptt.com/cn.aspx?n=bbs/Foreign_Inv/M.1592042760.A.E50.html
1F：→ wawi2: 这个是很常见的broker fee 网页上也都有写 06/13 22:03
2F：→ wawi2: 讨回来的机率不高 然後主张股票合并主动权不在我身上多半 06/13 22:05
3F：→ wawi2: 没用 因为这也不是券商要合并的 应该主张要收之前没有先 06/13 22:05
4F：→ wawi2: 知会本人 有一点点机率可以讨回来 他会跟你说fee schedule 06/13 22:06
5F：→ wawi2: 上面都有写 你就回:I understand it's a common brokerage 06/13 22:06
6F：→ wawi2: fee, which is clearly provided in the fee schedule. 06/13 22:06
7F：→ wawi2: However, that the fee is listed does not mean that TD 06/13 22:07
8F：→ wawi2: Ameritrade don't have the obligation to nofify me 06/13 22:07
9F：→ wawi2: before the reverse split process started. If I had been 06/13 22:07
10F：→ wawi2: informed, I could have sell those securities/equities 06/13 22:08
11F：→ wawi2: sold 06/13 22:08
12F：→ wawi2: and thereby avoided the fee. 06/13 22:08
13F：→ wawi2: 不过客服也可以回fee schedule上面有写 所以算有通知了 06/13 22:10
14F：→ wawi2: 所以fee拿不拿得回来 只能看人品 06/13 22:10
15F：→ wawi2: 勘误: 8楼 don't -> does not; nofify->notify 06/13 22:13
16F：→ hkykt222: 感谢w大详细说明,我其实是想做一些补充分享 06/13 23:11
17F：推 cityport: 找客服很难讨..上门找理专几分钟就拿得回来 06/14 00:55