我今天收到了一封信 內容如下 好像是在問我說 當初他在問我有沒有犯罪時 我填了YES 他現在是要來確認我是否真的有犯罪 或者是誤填呢?? 有沒有人收到跟我類似的信呢 那我應該要如何做呢 請好心人士可以告知一下嗎 十分感謝 PRIVATE & CONFIDENTIAL 23 March 2006 Dear Mr.XXXXX: The Professional Conduct Program at CFA Institute is in receipt of your June 2006 CFA Program Enrollment Form, Professional Conduct Statement. The Professional Conduct Statement asked, Since becoming a candidate in the CFA Study and Examination Program, have you been: A.The subject of, a defendant to, or respondent in any investigation, civil litigation, arbitration, or other action or proceeding in which your professional conduct, in either a direct or supervisory capacity, was at issue, or B.The subject of a written complaint regarding your professional conduct in either a direct or supervisory capacity? We note that you marked, “Yes, matter currently under investigation by CFA Institute” on the Professional Conduct Statement. According to our records you have never disclosed a professional conduct matter to the Professional Conduct Program. Please advise, in writing, whether your “Yes” response was marked in error or if you should have checked “No” or “Yes, not previously disclosed to CFA Institute.” Thank you for your assistance. If you have any questions, please feel free to contact me at [email protected]. Sincerely, --

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