我今天收到了一封信 内容如下 好像是在问我说 当初他在问我有没有犯罪时 我填了YES 他现在是要来确认我是否真的有犯罪 或者是误填呢?? 有没有人收到跟我类似的信呢 那我应该要如何做呢 请好心人士可以告知一下吗 十分感谢 PRIVATE & CONFIDENTIAL 23 March 2006 Dear Mr.XXXXX: The Professional Conduct Program at CFA Institute is in receipt of your June 2006 CFA Program Enrollment Form, Professional Conduct Statement. The Professional Conduct Statement asked, Since becoming a candidate in the CFA Study and Examination Program, have you been: A.The subject of, a defendant to, or respondent in any investigation, civil litigation, arbitration, or other action or proceeding in which your professional conduct, in either a direct or supervisory capacity, was at issue, or B.The subject of a written complaint regarding your professional conduct in either a direct or supervisory capacity? We note that you marked, “Yes, matter currently under investigation by CFA Institute” on the Professional Conduct Statement. According to our records you have never disclosed a professional conduct matter to the Professional Conduct Program. Please advise, in writing, whether your “Yes” response was marked in error or if you should have checked “No” or “Yes, not previously disclosed to CFA Institute.” Thank you for your assistance. If you have any questions, please feel free to contact me at [email protected]. Sincerely, --

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