作者soren55200 (Trying to be a survivor)
看板Foreign_Inv
标题Re: [请益] DKT被TD预扣30%
时间Mon Jul 16 22:28:11 2018
回报一下後来处理的状况
我以S-69条款说明此证券的收入并非来自美国，NON-US Holder不该被扣30%
但客服回信说明TD认为DKT属美国来源的证券，但又不解释为何4月的配息未被扣税
结论是不改帐，但是会回去慢慢研究喔 ( ^.＜ )揪咪
看来该把这批DKT移到其他券商去了...
这篇供大家参考
以下为客服回信主文
Dear XXX,
Thank you for contacting TD Ameritrade. We have received your inquiry
regarding account ending in XXXX. We apologize for any inconvenience with
this issue. Unfortunately at this time, we are unable to reverse your
withholding as we are currently recognizing this position as US backed
security. We have, however, escalated this up to the proper securities group
to research this issue further. At this time, there is no ETA on this. To
view, go to My Account > Gain/Loss. Please let us know if you see any
discrepancies.
※ 引述《popob (popob)》之铭言：
: ※ 引述《soren55200 (Trying to be a survivor)》之铭言：
: : 各位版友们好
: : 手上有DKT的部位，印象中这档应该是属於不课税的投资标的
: : 从去年开始持有後历次(2017/10,2018/01,2018/04)的配息也从未被课税
: : 但今天登了TD的网站，发现7/2入帐的股息被课了30%的税
: : 请问有人碰过这种状况吗?
: : 刚刚有致电客服，查了10多分钟後，客服说明暂时无法确定原因，会请後台做後续追踪
: : 我的帐户是今年2月从scottrade被合并到TD的，这方面应该不会是原因吧...
: : 谢谢
: : ---
: : 补图
: : https://i.imgur.com/x4qsqSi.png
: : https://i.imgur.com/L6ybBU3.png
: DKT Prospectus 连结如下
: https://tinyurl.com/yam4qmvw
: S-69 有说明如下
: Certain Non-U.S. Holders
: The Company intends to operate so that it will not be treated as engaged in
: the conduct of a U.S. trade or business. Moreover, the Company intends to
: invest in securities that will be exempt from withholding of U.S. federal
: income tax when income attributable to such securities is distributed or
: allocated to beneficial holders of the Class B Preferred Securities provided
: that certification is furnished as described below.
: Accordingly, payments in respect of Trust Preferred Securities that are
: beneficially owned by a non-resident alien individual or a foreign
: corporation (a “Non-U.S. Holder”) generally will not be subject to U.S.
: withholding tax. A Non-U.S. Holder also generally will not be subject to U.S.
: federal income tax in respect of its allocable share of the Company’s income
: unless such income is effectively connected with the conduct by the Non-U.S.
: Holder of a trade or business in the United States.
: Non-U.S. Holders generally will not be subject to U.S. federal income or
: withholding tax on gain realized on the sale or exchange of the Trust
: Preferred Securities unless (i) such gain is effectively connected with the
: conduct by the Non-U.S. Holder of a trade or business in the United States or
: (ii) in the case of gain realized by an individual Non-U.S. Holder, the
: Non-U.S. Holder is present in the United States for 183 days or more in the
: taxable year of the sale and certain other conditions are met.
--
※ 发信站: 批踢踢实业坊(ptt.cc), 来自: 220.132.63.176
※ 文章网址: https://webptt.com/cn.aspx?n=bbs/Foreign_Inv/M.1531751294.A.DDA.html
1F：推 llse80: 我也才刚从TD买这只，下个月派息时候我也回报一下我的状况 07/18 01:16
2F：→ rtsai: 好像退回来了？ 07/18 07:52
3F：→ soren55200: 今天又收到一封信，有退回来了 :) 07/18 20:28
刚刚收到TD寄的另一封信，成功争取到税退回~~ 以下为全文
Thank you for your recent inquiry regarding the foreign withholding that took
place on your account for cusip 25150L108 (DB CONT CAPITAL TRUST V PFD
PERP/CALL DIV 8.05%. After further review we were able to determine that the
income in question should be from Germany and the dividend should have been
exempt from any non-resident alien (NRA) withholding. We have credited these
funds back to your account and removed the withholding from your 2018 tax
reporting. I apologize for any inconvenience this matter may have caused.
※ 编辑: soren55200 (220.132.63.176), 07/18/2018 20:32:30